Concept and background
In the early twentieth century the Chicago School proposed social disorganization theory, which held that conditions such as poverty, residential turnover and ethnic heterogeneity weaken community bonds and increase crime. Testing the theory with British data, Sampson and Groves (1989) reported that neighborhood structural conditions affect crime through friendship networks, supervision of teenage groups and organizational participation. Sampson, Raudenbush and Earls (1997) went further, defining collective efficacy as the extent to which neighbors trust and help one another and can be expected to step in when, for example, children skip school or spray graffiti.
Findings of the Chicago study
Surveying about 8,800 residents of 343 Chicago neighborhoods, Sampson and colleagues reported that neighborhoods with higher collective efficacy had lower rates of violence and victimization. Much of the effect of structural disadvantages such as poverty and residential instability on violence operated through collective efficacy. Sampson, Morenoff and Earls (1999) showed that collective efficacy differs from social capital, which refers to the quantity of networks, and that the collective efficacy of surrounding neighborhoods also shapes children's environments. Summarizing decades of research, Sampson (2012) argued that neighborhood effects endure over time.
Debates and extensions
Browning, Feinberg and Dietz (2004) pointed to a paradox of social organization in which dense personal ties can shield neighbors who commit crimes and weaken control, concluding that more networks do not always mean more collective efficacy. Reviewing neighborhood-effects research, Sampson and colleagues (2002) emphasized measuring social processes within neighborhoods rather than only their structure. Separately, psychologist Bandura (2000) used collective efficacy to refer to group members' shared belief that they can achieve goals together, extending self-efficacy to the group level. Collective efficacy is often compared with the broken windows theory, which emphasizes disorder, and is widely used in discussions of community crime prevention.
FAQ
- What is collective efficacy in simple terms?
- It is a neighborhood's strength when neighbors trust one another and expect that someone will step in when problems arise. Research finds that neighborhoods with more of this strength have less crime.
- How is collective efficacy different from social capital?
- Social capital refers to networks and relational resources among people. Collective efficacy focuses on the willingness and expectation to act on those relationships for a common purpose. A neighborhood can have many ties but low collective efficacy if the will to act is weak.
Sources reviewed: 2026-10-26
References
- Sampson, R. J., Raudenbush, S. W., & Earls, F. (1997). Neighborhoods and violent crime: A multilevel study of collective efficacy. Science, 277(5328), 918–924. The Chicago study that introduced the concept — start here for definition and measurement.
- Sampson, R. J., & Groves, W. B. (1989). Community structure and crime: Testing social-disorganization theory. American Journal of Sociology, 94(4), 774–802. Tests social disorganization theory — the intellectual background of collective efficacy.
- Sampson, R. J., Morenoff, J. D., & Earls, F. (1999). Beyond social capital: Spatial dynamics of collective efficacy for children. American Sociological Review, 64(5), 633–660. Distinguishes collective efficacy from social capital and shows spatial spillovers.
- Sampson, R. J., Morenoff, J. D., & Gannon-Rowley, T. (2002). Assessing "neighborhood effects": Social processes and new directions in research. Annual Review of Sociology, 28, 443–478. Reviews neighborhood-effects research — where collective efficacy fits.
- Browning, C. R., Feinberg, S. L., & Dietz, R. D. (2004). The paradox of social organization: Networks, collective efficacy, and violent crime in urban neighborhoods. Social Forces, 83(2), 503–534. Dense networks can shield offenders and weaken efficacy — the paradox of social organization.
- Bandura, A. (2000). Exercise of human agency through collective efficacy. Current Directions in Psychological Science, 9(3), 75–78. Bandura's psychological notion of group efficacy beliefs — compare with the sociological concept.
- Sampson, R. J. (2012). Great American City: Chicago and the Enduring Neighborhood Effect. Chicago: University of Chicago Press. Sampson's synthesis of decades of Chicago research.
